Dizon, Efren Vincent M.
Securities Regulation Code / by Efren Vincent M. Dizon. - Manila, Philippines : Published and distributed by Rex Book Store, c2011 - xi, 447 pages ; 23 cm.
Includes bibliographical references.
Contents: Chapter 1 - Title and definitions -- Chapter II -Securities and exchange commission -- Chapter III - Registration of securities -- Chapter IV - Regulation of pre-need plans -- Chapter V - Reportorial requirements -- Chapter VI - Protection of shareholder's interests -- Chapter VII - Prohibitions and fraud, manipulation and insider trading -- Chapter XIII - Regulation and securities market professionals -- Chapter IX - Exchanges and other securities trading markets -- Chapter X - Registration, responsibilities and oversight of self-regulatory organization -- Chapter XI - Acquisition and transfer of securities and settlement of transaction in securities -- Chapter XII - Margin and credit -- Chapter XIII - General provisions
English
9789712360800 [paperback]
2012325612
Securities--Philippines.
Securities Regulation Code / by Efren Vincent M. Dizon. - Manila, Philippines : Published and distributed by Rex Book Store, c2011 - xi, 447 pages ; 23 cm.
Includes bibliographical references.
Contents: Chapter 1 - Title and definitions -- Chapter II -Securities and exchange commission -- Chapter III - Registration of securities -- Chapter IV - Regulation of pre-need plans -- Chapter V - Reportorial requirements -- Chapter VI - Protection of shareholder's interests -- Chapter VII - Prohibitions and fraud, manipulation and insider trading -- Chapter XIII - Regulation and securities market professionals -- Chapter IX - Exchanges and other securities trading markets -- Chapter X - Registration, responsibilities and oversight of self-regulatory organization -- Chapter XI - Acquisition and transfer of securities and settlement of transaction in securities -- Chapter XII - Margin and credit -- Chapter XIII - General provisions
English
9789712360800 [paperback]
2012325612
Securities--Philippines.