Securities Regulation Code / by Efren Vincent M. Dizon.
Material type:
TextPublisher: Manila, Philippines : Published and distributed by Rex Book Store, c2011Description: xi, 447 pages ; 23 cmContent type: text Media type: unmediated Carrier type: volumeISBN: 9789712360800 [paperback]Subject(s): Securities -- Philippines| Item type | Current location | Call number | Status | Date due | Barcode |
|---|---|---|---|---|---|
Book
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Reserved (Law) | 346.599 D64 2011 (Browse shelf) | Available | 3UCBL000011429 |
Includes bibliographical references.
Contents: Chapter 1 - Title and definitions -- Chapter II -Securities and exchange commission -- Chapter III - Registration of securities -- Chapter IV - Regulation of pre-need plans -- Chapter V - Reportorial requirements -- Chapter VI - Protection of shareholder's interests -- Chapter VII - Prohibitions and fraud, manipulation and insider trading -- Chapter XIII - Regulation and securities market professionals -- Chapter IX - Exchanges and other securities trading markets -- Chapter X - Registration, responsibilities and oversight of self-regulatory organization -- Chapter XI - Acquisition and transfer of securities and settlement of transaction in securities -- Chapter XII - Margin and credit -- Chapter XIII - General provisions
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