TY - BOOK AU - Dizon, Efren Vincent M. TI - Securities Regulation Code SN - 9789712360800 [paperback] PY - 2011/// CY - Manila, Philippines PB - Published and distributed by Rex Book Store KW - Securities KW - Philippines N1 - Includes bibliographical references; Contents: Chapter 1 - Title and definitions -- Chapter II -Securities and exchange commission -- Chapter III - Registration of securities -- Chapter IV - Regulation of pre-need plans -- Chapter V - Reportorial requirements -- Chapter VI - Protection of shareholder's interests -- Chapter VII - Prohibitions and fraud, manipulation and insider trading -- Chapter XIII - Regulation and securities market professionals -- Chapter IX - Exchanges and other securities trading markets -- Chapter X - Registration, responsibilities and oversight of self-regulatory organization -- Chapter XI - Acquisition and transfer of securities and settlement of transaction in securities -- Chapter XII - Margin and credit -- Chapter XIII - General provisions ER -